Эта статья является препринтом и не была отрецензирована.
О результатах, изложенных в препринтах, не следует сообщать в СМИ как о проверенной информации.
Critical-Grid Debiasing and Transport Certificates for Supercritical Minimax Wasserstein Distance Estimation
Let P, Q ∈ P([0, 1]d) be observed through two independent samples of size N , and consider minimax estimation of
Wp(P, Q) in the supercritical regime d > 2p. The empirical plug-in estimator gives the scale N −1/d, while the Niles–Weed–
Rigollet lower-bound mechanism gives the smaller candidate scale
ηN = (N log N )−1/d.
The manuscript develops critical-grid debiasing, multiscale polynomial transport estimation, transport certificates, and
finite-LP curvature methods for the sharp law. The unrestricted upper bound is reduced, with constants and no loss of scale,
to an adaptive finite Kantorovich linear-program value on a Euclidean grid with ≍ N log N atoms. The target law is proved
on a large family of critical subclasses retaining the same N log N -alphabet difficulty as the lower-bound construction.
The first positive engine is an exact rooted total-variation skeleton principle. It converts the Wasserstein value into
finite weighted sums of large-alphabet L1 distances, where the effective N log N gain from functional estimation is available.
This yields exact minimax laws on paired Euclidean grids, finite-band and packed direct sums, dyadic pair-isolation models,
critical laminar hierarchies, hierarchical tree classes, sparse-shortcut graph classes, continuum blob lifts, partition lifts,
full-support paired cores, contiguous split shells, martingale/Haar shells, smooth and real-analytic lower cores, and local
block models.
1. [1] M. Ajtai, J. Komlós, and G. Tusnády. On optimal matchings. Combinatorica, 4(4):259–
2. 264, 1984.
3. [2] S. G. Bobkov and M. Ledoux. A simple Fourier-analytic proof of the AKT optimal
4. matching theorem. Annals of Applied Probability, 31(6):2582–2628, 2021.
5. [3] E. M. Bronshtein. ε-entropy of convex sets and functions. Siberian Mathematical Journal,
6. 17(3):393–398, 1976.
7. [4] V. I. Ivanov. On the ε-entropy of sets of Lipschitz convex functions. Siberian Mathematical
8. Journal, 17(6):948–955, 1976.
9. [5] Y. Brenier. Polar factorization and monotone rearrangement of vector-valued functions.
10. Communications on Pure and Applied Mathematics, 44(4):375–417, 1991.
11. [6] S. Chewi, J. Niles-Weed, and P. Rigollet. Estimation of Wasserstein distances. In
12. Statistical Optimal Transport, Lecture Notes in Mathematics, vol. 2364, pages 37–76.
13. Springer, Cham, 2025.
14. [7] E. del Barrio and J.-M. Loubes. Central limit theorems for empirical transportation cost
15. in general dimension. Annals of Probability, 47(2):926–951, 2019.
16. [8] R. M. Dudley. The speed of mean Glivenko–Cantelli convergence. Annals of Mathematical
17. Statistics, 40(1):40–50, 1969.
18. [9] N. Fournier and A. Guillin. On the rate of convergence in Wasserstein distance of the
19. empirical measure. Probability Theory and Related Fields, 162(3–4):707–738, 2015.
20. [10] A. Genevay, G. Peyré, and M. Cuturi. Learning generative models with Sinkhorn
21. divergences. In AISTATS, pages 1608–1617, 2018.
22. [11] C. McDiarmid. On the method of bounded differences. In Surveys in Combinatorics,
23. LMS Lecture Note Series, vol. 141, pages 148–188. Cambridge University Press, 1989.
24. [12] G. Mena and J. Niles-Weed. Statistical bounds for entropic optimal transport: sample
25. complexity and the central limit theorem. In NeurIPS, 2019.
26. [13] T. Manole and J. Niles-Weed. Sharp convergence rates for empirical optimal transport
27. with smooth costs. Annals of Applied Probability, 34(1B):1108–1135, 2024.
28. [14] J. Niles-Weed and P. Rigollet. Estimation of Wasserstein distances in the spiked transport
29. model. Bernoulli, 28(4):2663–2688, 2022.
30. [15] G. Peyré and M. Cuturi. Computational optimal transport. Foundations and Trends in
31. Machine Learning, 11(5–6):355–607, 2019.
32. [16] A. W. van der Vaart and J. A. Wellner. Weak Convergence and Empirical Processes.
33. Springer Series in Statistics. Springer, New York, 1996.
34. [17] C. Villani. Optimal Transport: Old and New. Grundlehren der mathematischen Wis-
35. senschaften, vol. 338. Springer, Berlin, 2009.
36. [18] J. Weed and F. Bach. Sharp asymptotic and finite-sample rates of convergence of empirical
37. measures in Wasserstein distance. Bernoulli, 25(4A):2620–2648, 2019.